| Selected Transactions ($US MM) | |||||||||
| Communication/Technology | Size | Country | Description | ||||||
| BET/Rediffusion Simulation | Flight Simulation | $225 | UK | Advisory | Sell-side | ||||
| Pentek Corporation | Materials Handling | 30 | USA | Advisory | Sell-side | ||||
| Robotic Vision Systems, Inc. | Semiconductor Equip. | 15 | USA | PIPE | |||||
| Mpower, Inc | Telecommunications | 15 | USA | PIPE | |||||
| Fibernet Telecom Group | Telecommunications | 15 | USA | Investor Group | |||||
| Genesys Networks | Telecommunications | 5 | USA | Fairness Opinion | |||||
| Internet Commerce Corporation | Internet/EDI Vendor | 3 | USA | Reg. D | M&A/Eq. | ||||
| Edulink, Inc. | Internet/Education | 2 | USA | Reg. D | Equity | ||||
| Wall Street Voice | Internet /Financial Services | 1 | USA | Reg.. D | Equity | ||||
| Mobile Medical International Corp. | Medical Technology | 1 | USA | Asset-Backed Loan | |||||
| Global Telecom and Media | |||||||||
| TelecomAsia | Telecom | $350 | Thailand | 144A | Equity | ||||
| Supercanal, SA | Cable TV | 250 | Argentina | 144A | Debt/Equity | ||||
| Grupo Televisa | Television/Media | 200 | Mexico | NYSE | Equity | ||||
| Grupo Televisa | Television/Media | 200 | Mexico | 144A | Debt | ||||
| Univision, Inc. | TV Broadcast | 150 | Mex./USA | 144A | Debt | ||||
| Compact Video, Inc. | Software | 100 | USA | Fainess | Opinion | ||||
| CellSat, LLC | Satellite Telecom | 100 | USA | Reg. D. | Equity | ||||
| Ionica Group plc | Wireless Telecom | 100 | UK | LBO | Principal | ||||
| BET/Rediffusion Radio Systems | Wireless Radio | 20 | UK/USA | Advisory | Sell-side | ||||
| Broadway Asia Entertainment, LTD | Live Entertainment Distribution | 8 | China | Advisory | Sell-side | ||||
| Superfly/Ad Authority | Ad Network | 7 | USA | Advisory | Sell-side | ||||
| Condo.com | Ad Network/SocialNetwork | 6 | USA | Advisory | Sell-side | ||||
| JamNow.com/Lightspeed Audio | Social Network/On-Line Music | 5 |
USA | Advisory | Sell-side | ||||
| Digital Ventures/FOX Networks-NEWS Corporation | Spanish Language Ad Network | Not Disclosed |
Argentina | Advisory | Sell-side | ||||
| Latin American and Asian Public Offerings & Sovereign Issues | |||||||||
| COPEL (State of Parana) | Power | $1,000 | Brazil | 144A | Equity | ||||
| CEPA (Hopewell Holdings) | Power | 400 | HK/China | 144A | Equity | ||||
| Comision Federal Del Electricidad | Power | 250 | Mexico | 144A | Sovereign Debt | ||||
| Consorcio G Grupo Dina | Transportation | 225 | Mexico | NYSE | Equity | ||||
| Comision Federal Del Electricidad | Power | 200 | Mexico | 144A | Sovereign Debt | ||||
| Consorcio G Grupo Dina | Transportation | 200 | Mexico | 144A | Debt | ||||
| Empire East Land Holdings, Inc. | Housing | 200 | Philippines | 144A | Equity | ||||
| Nacional Financiera | Finance | 200 | Mexico | 144A | Sovereign Debt | ||||
| Empaques Ponderosa | Pulp/Paper | 125 | Mexico | 144A | Equity | ||||
| Ek Chor China Motorcycle | Transportation | 105 | China | NYSE | Equity | ||||
| Rossi Residencial | Housing | 100 | Brazil | 144A | Equity | ||||
| Tuymen Oil | Energy | 100 | Russia | Eurobond | |||||
| Corp. Financiero del Valle | Finance | 40 | Colombia | 144A | Equity | ||||
| Other Mergers & Acquisitions and Financial Advisory | |||||||||
| Hillsborough Holdings | Conglomerate | $2,000 | US | Bankruptcy | |||||
| I.F.R. Matarazzo | Conglomerate | 500 | Brazil | Restructuring | |||||
| Borden/Krylon Spray Paints | Consumer Goods | 220 | USA | M&A | Sell-side | ||||
| Mayfair Supermarkets | Food | 220 | USA | LBO | Buy-side | ||||
| Ponderosa Industrial, S.A. de C.V. | Pulp/Paper | 200 | Mexico | Restructuring | |||||
| Grupo Chihuahua/Accel | Conglomerate | 100 | Mexico | M&A | Spin-Off | ||||
| Borden/Krylon Automotive Paints | Consumer Goods | 70 | USA | M&A | Sell-side | ||||
| Fuddrucker’s Restaurants | Franchisor | 50 | USA | Restructuring | |||||
| Huntington Acquisition Co. | Specialty Chemicals | 45 | USA | LBO | Buy-side | ||||
| NT Gargiulo | Food | 40 | USA | M&A | Sell-side | ||||
| Callanen (Guess/Timex Watches) | Consumer Goods | 30 | USA | M&A | Sell-side | ||||
| Texo Corporation | Specialty Chemicals | 30 | USA | M&A | Sell-side | ||||
| SureFit Acquisition Co. | Consumer Goods | 25 | USA | LBO | Buy-side | ||||
| ED Care Management, Inc. | Medical Services | 20 | USA | Asset Backed Loan | |||||
| ED Care Management, Inc. | Medical Services | 12 | USA | M&A | Buy-Side | ||||
| ED Care Management, Inc. | Medical Services | 4 | USA | Private Equity | |||||